Acquisition Regulatory Compliance LLC provides investment, trust, and securities services across eight families. Each family covers a distinct segment of the investment, trust, and securities landscape — from investment management to trust administration, from securities transfer to virtual currency clearinghouse. We assess, structure, manage, and report across the full spectrum.
We provide investment management services across the full spectrum of fund and portfolio management. Our investment management services cover the full range of investment vehicles — from investment funds to mutual funds, from personal investment trusts to private equity funds.
We provide trust administration services across the full spectrum of trust and fiduciary services. Our trust administration services cover the full range of trust and fiduciary relationships — from trust companies to bank trust offices, from fiduciary agencies to personal investment trust administration.
We provide securities transfer and clearinghouse services across the full spectrum of securities lifecycle. Our securities transfer and clearing services cover the full range of securities infrastructure — from securities transfer agencies to stock transfer agencies, from clearinghouses to quotation services.
We provide financial planning and investment advice services across the full spectrum of customized financial guidance. Our financial planning and advice services cover the full range of customized financial services — from certified financial planners to investment advisory services, from financial planning to investment counseling.
We provide venture capital and investment services across the full spectrum of principal investing. Our venture capital and investment services cover the full range of principal investment activities — from venture capital companies to investment clubs, from securities speculators to individuals investing in financial contracts on own account.
We provide royalties dealing, mortgage dealing, and tax liens dealing services across the full spectrum of principal dealing. Our royalties, mortgages, and liens services cover the full range of principal dealing activities — from mineral royalties dealing to oil royalty dealing, from mortgage dealers to tax liens dealing.
We provide viatical settlement and crowdfunding services across the full spectrum of specialty financial services. Our viatical and crowdfunding services cover the full range of specialty financial activities — from viatical settlement companies to business start-up fundraising using a crowdfunding platform.
We provide virtual currency trading and securities services across the full spectrum of digital and traditional securities. Our virtual currency and securities services cover the full range of digital and traditional securities activities — from virtual currency trading exchange clearinghouses to deposit brokers, from gas lease brokers to oil lease brokers.
From the first assessment to the final report, every engagement moves through a disciplined five-step process designed for client fit and regulatory compliance.
We assess client needs and regulatory requirements.
We structure the service to fit the client's goals.
We manage the service with discipline.
We report performance and compliance.
We support the client after the engagement.